-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EkLFOZL4fNdaxQHtwCjgtSueTcip1IfZMLL6uSY0Xympz9cACSX+IbA1y4KxgaYf IB7fVQ2v2GQkHCWQS5rmBQ== 0001144204-04-001595.txt : 20040217 0001144204-04-001595.hdr.sgml : 20040216 20040217154142 ACCESSION NUMBER: 0001144204-04-001595 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE FINANCIAL HOLDING CO CENTRAL INDEX KEY: 0001094320 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 563627212 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78557 FILM NUMBER: 04608356 BUSINESS ADDRESS: STREET 1: 1385 WEST STATE ROAD 434 CITY: LONGWOOD STATE: FL ZIP: 32750 BUSINESS PHONE: 4077741300 MAIL ADDRESS: STREET 1: 1385 WEST STATE ROAD 434 CITY: LONGWOOD STATE: FL ZIP: 32750 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOMINION FUNDS INC CENTRAL INDEX KEY: 0000889392 IRS NUMBER: 752431661 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1141 CUSTIS STREET STREET 2: -- CITY: ALEXANDRIA STATE: VA ZIP: 22308 BUSINESS PHONE: 800-416-2053 MAIL ADDRESS: STREET 1: 1141 CUSTIS STREET STREET 2: -- CITY: ALEXANDRIA STATE: VA ZIP: 22308 SC 13G 1 sc13g-204.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___________)* EMPIRE FINANCIAL HOLDING COMPANY - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 291658102 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 29, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- CUSIP No. 291658102 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. SHEPHERD LARGE CAP GROWTH FUND I.R.S. Identification Nos. of above persons (entities only). 75-2439115 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization. TEXAS - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 200,000 Beneficially ------------------------------------------------------ Owned by 6. Shared Voting Power 0 Each ------------------------------------------------------ Reporting 7. Sole Dispositive Power 200,000 Person With ------------------------------------------------------ 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 200,000 shares - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 6.29% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IV - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer EMPIRE FINANCIAL HOLDING COMPANY (b) Address of Issuer's Principal Executive Offices 1385 WEST STATE ROAD 434, LONGWOOD, FLORIDA 32750 Item 2. (a) Name of Person Filing THE SHEPHERD LARGE CAP GROWTH FUND (b) Address of Principal Business Office or, if none, Residence 1141 CUSTIS STREET ALEXANDRIA, VIRGINIA 22308 (c) Citizenship N/A (d) Title of Class of Securities COMMON STOCK, PAR VALUE $0.01 PER SHARE (e) CUSIP Number 291658102 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: [ ] (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). [ ] (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). [ ] (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). [X] (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). [ ] (e) An investment adviser in accordance withss.240.13d-1(b)(1)(ii)(E); [ ] (f) An employee benefit plan or endowment fund in accordance withss.240.13d-1(b)(1)(ii)(F); [ ] (g) A parent holding company or control person in accordance withss.240.13d-1(b)(1)(ii)(G); [ ] (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); [ ] (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); [ ] (j) Group, in accordance withss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 200,000 shares (b) Percent of class: 6.29% (c) Number of shares as to which the person has: (i) Sole Voting Power 200,000 -------------------------------------------------------------- (ii) Shared Voting Power 0 -------------------------------------------------------------- (iii) Sole Dispositive Power 200,000 -------------------------------------------------------------- (iv) Shared Dispositive Power 0 - -------------------------------------------------------------------------------- Item 5. Ownership of Five Percent or Less of a Class. Not Applicable - -------------------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable - -------------------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable - -------------------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. Not Applicable - -------------------------------------------------------------------------------- Item 9. Notice of Dissolution of Group. Not Applicable - -------------------------------------------------------------------------------- Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2004 Date /s/ Paul Dietrich - --------------------------------- Signature Paul Dietrich, President - --------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----